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SEC

ETFs

iShares says ETFs using derivatives should be renamed

An iShares managing director told a US Senate hearing yesterday that ETFs using derivatives should not be called ETFs.

clock 19 October 2011 •

Regulation

FSA and SEC hold strategic talks on market surveillance

The Financial Services Authority (FSA) and the US Securities and Exchange Commission (SEC) held joint talks today on how to tighten cross-Atlantic regulation and enforcement.

clock 13 October 2011 •

Economics / Markets

S&P must fight off lawsuit over CDO rating

Standard and Poor's (S&P) has revealed it has received notice from the Securities and Exchange Commission (SEC) recommending a lawsuit be brought against it over a mortgage-backed security it rated in 2007.

clock 27 September 2011 •

ETFs

Weekly roundup: PowerShares Dim Sum bond ETF; Credit Suisse market neutral ETN

ETFM brings you a roundup of some of this week's ETF and indexing news.

clock 23 September 2011 •

ETFs

SEC monitors ETFs; iShares' senior management moves

Over-the-counter brings you news and views on some of the activity in the ETF market.

clock 13 September 2011 •

ETFs

Weekly roundup: SEC and Hong Kong SFC have derivatives-based ETFs on their radars

The ETFM roundup brings you news of some of this week's activity in the ETF and indexing market.

clock 02 September 2011 •

ETFs

Weekly roundup: S&P's Global Macro Index; ETFS' assets hit $27 billion

ETFM brings you a roundup of some of the launches and listings which have taken place over the past seven days.

clock 12 August 2011 •

Economics / Markets

EU asset managers accuse US banks of Libor fixing

Three European asset management firms have accused banks including Bank of America Corp., JPMorgan Chase & Co., HSBC Holdings Plc, Barclays Bank Plc and Credit Suisse Group AG of conspiring to manipulate Libor.

clock 19 April 2011 •

ETFs

State Street files for active ETFs in US

State Street Global Advisors (SSgA) has filed for exemptive relief to launch six actively managed ETFs in the US.

clock 12 April 2011 •

ETFs

European ETFs 'fortunate' to avoid regulation

The European exchange-traded product industry is 'very fortunate' regulators are taking a light-touch approach compared with the US, according to Christos Costandinides at Deutsche Bank.

clock 06 April 2011 •
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