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SEC

ETFs

The ETF tug of war

The ETF industry is being pulled in two directions. At one end, proponents of the traditional, physically replicated fund structure are warning ETFs must not become too complicated if they are to gain greater traction among investors. At the other end...

clock 05 April 2011 •

ETFs

The ETF innovation challenge

New product structures are emerging to provide a wider range of investment options. But is innovation moving faster than customer education? Emma Cusworth reports

clock 05 April 2011 • 8 min read

ETFs

Inflows into Japan ETFs soar

Cash flows into Japan equity funds last week were dominated by ETFs, with eight Japanese equity tracker funds pulling in $936.8m in the seven days to Wednesday, according to Lipper.

clock 22 March 2011 •

ETFs

SEC: Traders may use ETFs to hide inside deals

The Securities and Exchange Commission (SEC) is investigating whether Wall Street traders are using ETFs as a means of disguising insider trading.

clock 11 February 2011 •

ETFs

2011: What lies ahead for ETFs

Joanne Young talks with industry experts about their outlook for the year ahead in the ETF market

clock 04 February 2011 •

ETFs

FSA slams leveraged ETFs

The FSA has warned leveraged ETFs could be classed as 'generally unsuitable' for the mainstream retail market, along with complicated structured products and trade life policy investments.

clock 25 January 2011 •

ETFs

AdvisorShares prepares "fund-of-funds" ETF

AdvisorShares has filed with the American Securities and Exchange Commission (SEC) for an actively-managed ETF to trade on the NYSE Arca.

clock 04 January 2011 •

ETFs

Deutsche Bank joins ETF transparency drive

Deutsche Bank is providing db x-trackers ETF investors with daily disclosure on collateral and swap exposure, joining Credit Suisse and iShares in a drive to improve transparency.

clock 07 December 2010 •

ETFs

The ETF year in review

Paul Burgin charts the main events of 2010, including the flash crash, a rush to gold and the emergence of new fund structures

clock 06 December 2010 •

Regulation

Joint FSA/SEC investigation leads to insider dealing charges

A former Deloitte Tax partner and his wife have been charged with insider dealing by the SEC in the US as part of a joint investigation with the FSA.

clock 01 December 2010 •
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