reporting
FCA to end temporarily postponed deadlines for fund reports and accounts
Deadlines had been extended due to Covid-19
Aileen Lynch's regulatory update: Pension transfer redress and more
Plus the 2015 Insurance Act and financial crime reporting
Mifid II could require ETF trade reporting
The second installment of the Markets in Financial Instruments Directive (Mifid) could require ETF trades to be reported on exchange, which would boost market liquidity according to industry players.
Cofunds simplifies commission reporting
Advisers who use the Cofunds platform will now receive a single weekly report which combines all their initial and trail commission statements.
Firms online closed for system upgrades
The Financial Services Authority's 'firms online' system will be unavailable from 27 to 29 January and from 2 to 5 February while the system is being upgraded.
Regulator proposes changes to scheme accounts
The Pensions Regulator has published a discussion paper putting forward new proposals on the content of scheme reports and accounts to be included in the next Statement of Recommended Practice (SORP) for pensions.
FSA removes need to report manager roles
The Financial Services Authority has dropped the requirement on financial services firms to annually report the roles and responsibilities held by senior managers.
PS04/9: Advisers to report transactions every six months
Financial intermediaries will be required from next year to file reports with the FSA every six months containing details of advice given on each product transaction.
