Aileen Lynch's regulatory update: Pension transfer redress and more
Plus the 2015 Insurance Act and financial crime reporting
Ahead of what could prove a busy quarter of regulatory activity, including of course Philip Hammond's first Autumn Statement, Aileen Lynch highlights some of the key regulatory issues of recent weeks
Almost unbelievably, we are now less than a week away from the final quarter of 2016 and no doubt changes to regulation and policy will continue to come at quite a rate between now and December. Not...
More on Regulation
FSCS funding again under the spotlight after supplementary levy announcement
Advisers to pay extra £8m towards scheme
CII to scrap adviser 'gap-fill' option in SPS applications
From August next year
Compliance firm reports stream of Rolls-Royce DB scheme queries
Contacted this week
IFA directors banned by FCA for lying about wealth of Elysian Fuel investors
75 inaccurate declarations submitted
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Brooks Macdonald completes Lloyds' offshore wealth business acquisition
Deal was announced in June this year
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Pensions minister Guy Opperman sets out how impending Pension Schemes Bill will improve retirement savings in the UK
John Bennett: Assessing the complex concept of 'value'
Value is in the eye of the beholder
Former PFS president joins Plan Works
Expansion plans
Raymond James opens new branch in London
Headed by Simon Monk
