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Regulation

Regulation

APFA: advisers not prepared for new capital rules

Many advisers are not prepared to handle incoming minimum capital requirements, according to the Association of Professional Financial Advisers (APFA).

clock 20 June 2013 •

Regulation

MP proposes tougher payday lender regulations

Labour MP Paul Blomfield will introduce a private members bill on Wednesday with the aim of creating a harsher regulatory environment for payday lenders.

clock 17 June 2013 •

Regulation

Law Society to launch will writing quality scheme

The legal industry is set to launch a new will writing quality scheme to bridge the gap left by the government's refusal to regulate the practice.

clock 28 May 2013 •

Pensions

SIPP market needs new regulatory framework - Moret

MoretoSIPPs principal John Moret has called for a new regulatory framework for the SIPP market.

clock 22 May 2013 •

Regulation

Ex-IFA loses court battle over FOS pension advice ruling

A former IFA has lost his challenge to overturn the Financial Ombudsman's ruling that he had given a client unsuitable pension advice, which ordered him to pay almost £50,000 in compensation.

clock 22 May 2013 •

Regulation

Pre-RDR was 'toughest' time of our lives, say advisers

More than a quarter of advisers say their experiences in the period leading up to rule changes introduced following the Retail Distribution Review (RDR) were "the toughest of their lives", a new report suggests.

clock 24 April 2013 •

Regulation

Here we go again...a new chapter in financial services regulation

A NEW CHAPTER

clock 18 April 2013 •

Investment

The dangers of 'big name' fund concentration

SUITABILITY

clock 04 April 2013 •

Your profession

Are we entering the era of reverse churning?

REGULATION

clock 28 March 2013 •

Pensions

Moret: 1.5 million SIPPs by 2018

There could be 1.5 million self-invested personal pensions (SIPPs) by 2018 despite FSA regulation potentially contracting the number of providers in the market, according to John Moret.

clock 13 March 2013 •
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