Ten mistakes that led to Financial's landmark FCA recruitment ban

Ten mistakes that led to Financial's landmark FCA recruitment ban

Laura Miller
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Network Financial has been banned from recruiting any new advisers for four months - the first time the regulator has used this power - as punishment for "serious" failings in the running of the business. So what went wrong?

Financial is an adviser network based in Cheltenham, Gloucestershire, responsible for 299 appointed representatives (ARs) and 342 registered individuals (RIs) advising customers on pensions, investments...

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