Regulation

The Pensions Regulator (TPR) used its formal powers to ensure employers comply with their automatic enrolment duties on 23 separate occasions up to the end of June this year.

The Financial Conduct Authority (FCA) has promoted its former head of savings, investments and distribution policy, David Geale, to director of policy.

Ten mistakes that led to Financial's landmark FCA recruitment ban

Time is running out to make your voice heard in the long-stop debate

US authorities have hit French bank BNP Paribas with a giant $8.9bn (£5.2bn) fine for breaking trade sanctions.

The Consulting Consortium (TCC) has launched a 'bespoke' compliance support service for small financial advice firms.

Keeping one step ahead of the regulator...

What the supervision shift means for your firm

Your monthly update on the key regulatory events of the past few weeks

Wealth manager Towry has been hit by a £2.1m payment for settling regulatory issues following talks with the Financial Conduct Authority (FCA), its accounts have shown.