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Regulation

Regulation

D2C industry slams regulator for hampering much-needed innovation

Financial services industry players have voiced their frustrations about the regulator's lack of clarity in the direct to consumer (D2C) and simplified advice space, saying it is hampering innovation and preventing them from bridging the advice gap.

clock 30 January 2014 •

Regulation

Regulation round-up: Auto-enrolment, RDR and the importance of trust

REGULATION

clock 23 January 2014 •

RDR

More work needed on 'adviser transparency' - FCA chief

The Financial Conduct Authority (FCA) is still concerned about transparency in the advice space, especially in relation to charging and independence, chief executive Martin Wheatley has said.

clock 14 January 2014 •

Regulation

Is the new regulator actually listening?

LISTENING?

clock 10 December 2013 •

Regulation

Bank of England holds QE and interest rates at 0.5%

The Bank of England has maintained interest rates at 0.5% and the size of the asset purchase programme at £375bn.

clock 05 December 2013 •

Regulation

In the shadows: Are unregulated 'advisers' making easy prey of consumers post-RDR?

UNREGULATED

clock 02 December 2013 •

Regulation

Personal Touch to subsidise members' regulatory fees

Personal Touch Financial Services has said it plans to subsidise member firms' regulatory fees for 2014.

clock 12 November 2013 •

Regulation

Wheatley to firms: Just following the rules is not good enough

The regulator is moving away from an over-reliance on static rules and regulations to a "good judgement" approach, and expects the industry to follow suit, Martin Wheatley has said.

clock 24 October 2013 •

Regulation

APFA calls for lighter regulation of advisers

The Association of Professional Financial Advisers (APFA) has called for a lighter regulatory approach and a tighter grip by the regulator on product manufacturers.

clock 27 September 2013 •

Regulation

FSCS confirms 36 month compensation cost calculation

The Financial Services Compensation Scheme (FSCS) has confirmed that it will calculate compensation fees on a three-year basis in the future, following a consultation process that received some "detailed" but "positive" feedback.

clock 06 September 2013 •
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