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RDR

Charging

Former Ashcourt Rowan chief to launch simplified advice firm for 'alienated' masses

An online simplified advice business which also allows customers to speak to an adviser is set to be launched by the former chief executive of Ashcourt Rowan Financial Planning.

clock 13 May 2014 •

Adviser tips

Adviser masterclass: How to keep clients for life

Adviser masterclass: How to keep clients for life

clock 08 May 2014 •

Regulation

Towry sees regulatory costs quadruple; pays £424k for historic complaints

Wealth manager Towry has been hit by a £2.1m payment for settling regulatory issues following talks with the Financial Conduct Authority (FCA), its accounts have shown.

clock 06 May 2014 •

Regulation

FCA warns MMR 'gamers' in echo of RDR threat

The Financial Conduct Authority (FCA) will be on the lookout for "gaming activity" of any kind following the implementation of the Mortgage Market Review (MMR), with the falsification of income levels of particular interest, it warned.

clock 22 April 2014 •

RDR

L&G's Pollock: High street advice dead? It's alive and kicking

High street advice dead? It's alive and kicking, says L&G's John Pollock...

clock 15 April 2014 •

Regulation

Accredited bodies disappointed by FCA fee findings

The Institute of Financial Planning (IFP) and Personal Finance Society (PFS) have said they are disappointed by Financial Conduct Authority (FCA) findings suggesting advisory firms, wealth managers and private banks are failing to disclose their fees...

clock 08 April 2014 •

Regulation

Not dancing yet: One adviser's caution over FCA long-stop promise

Adviser Alan Lakey urges caution on an FCA promise to examine the case for a complaints long-stop

clock 07 April 2014 • 3 min read

RDR

The cost of advice: Why are firms still failing to disclose it properly?

Why is the FCA continuing to find so many firms getting it wrong?

clock 07 April 2014 •

Wrap/platforms

Independence: Have you got it right on platforms?

Independence: Have you got it right on platforms?

clock 03 April 2014 •

Your profession

Lighthouse's Streatfield: Our plans for returning to profit

Lighthouse group has had yet another year in the red, but chief executive Malcolm Streatfield has a plan in place to turn it around.

clock 26 March 2014 •
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