margaret cole
Regulation
The FSA has fined and banned a former UBS employee for helping cover-up unauthorised trading losses.
13 November 2009
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Industry
The FSA has banned Manchester mortgage broker Arthur Kirk, trading as Grosvenor Mortgage Advice Centre, for failing to establish proper systems and controls at his business.
15 September 2009
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Industry
In the first criminal prosecution of its kind by the FSA, a mortgage broker has been fined £6,000 for failing to notify the regulator about a change in control at a regulated firm.
10 September 2009
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Your profession
The chief executive of mortgage network Premier has been banned after the FSA said the firm's "remote" relationship with its appointed representatives (ARs) exposed consumers to poor advice and allowed criminal activity to go unchecked.
01 September 2009
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Regulation
FSA fines could treble in size to act as a ‘credible' deterrent to firms who breach the rules.
06 July 2009
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Regulation
The FSA has banned Hornchurch-based mortgage broker Abdul Karim for submitting a mortgage application for himself that was based on false information about his income.
03 July 2009
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Your profession
The FSA has appointed Margaret Cole, partner in law firm White & Case, as its new director of enforcement.
27 April 2005
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