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margaret cole

Regulation

FSA spends £1m a year on 'headhunters'

The Financial Services Authority (FSA) has spent an average of more than £1m annually in the last six years on the services of 'headhunting' businesses, tasked with finding suitable candidates for senior positions at Canary Wharf.

clock 14 September 2012 •

Regulation

FSA hands out £300k in bonuses to bosses

The executive team at the Financial Services Authority (FSA) shared out more than £300,000 in bonuses in the 15 months to the end of March, although chief executive Hector Sants handed his to charity.

clock 19 June 2012 •

RDR

Panacea: hold architects of RDR to account

PanaceaIFA's chief executive has hit out at the number of high-profile departures at the Financial Services Authority (FSA).

clock 15 May 2012 •

Regulation

The long goodbye

GOODBYE FSA

clock 08 May 2012 •

Investment

FSA to target IFAs who mis-sold Arch Cru

The Financial Services Authority (FSA) has criticised IFAs for trying to shirk responsibility for Arch Cru investors' losses, and has warned evidence of widespread mis-selling could trigger an industry-wide past business review of all recommendations...

clock 24 November 2011 •

Regulation

FCA chief: Mass mis-selling not possible under new regulator

Mass mis-selling on the scale of the payment protection insurance (PPI) debacle will not be possible under the Financial Services Authority's replacement, the man who will head up the body has said.

clock 01 November 2011 •

Long Term Care

FSA to keep close eye on long term care advice

The FSA said it may look at ways to improve the standard of advice for products that meet care fees funding needs.

clock 04 July 2011 •

Regulation

Sants rules out lighter regulation for 'good' firms

Financial Services Authority(FSA)chief executive Hector Sants has ruled out rewarding firms with lighter touch regulation for good behaviour under the planned Financial Conduct Authority(FCA).

clock 29 June 2011 •

Regulation

FSA reveals 'twin peaks' regulatory teams

The FSA has named more of the team who will run the UK's ‘twin peaks' financial regulation post-2012, including its current major retail groups' director Clive Adamson who takes control of firms' supervision.

clock 08 February 2011 •

Regulation

Trader who made £100k from market abuse banned

A corporate finance adviser has been fined £150,000 and banned from regulated financial services for engaging in market abuse.

clock 07 February 2011 •
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