professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Feel Good Friday
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

    • Cost of Living
    • Partner Insight
    • InvestmentIQ
    • Equities Hub - in association with Capital Group
    • Multi-asset content hub

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

Insider trading

Regulation

FSA fines Einhorn's hedge fund £7.2m for insider trading

The Financial Services Authority (FSA) has fined David Einhorn and his well known hedge fund Greenlight Capital £7.2m for trading on inside information in UK stock Punch Taverns in June 2009.

clock 25 January 2012 •

Regulation

FSA charges insider dealing suspect

The Financial Services Authority has charged a 42-year-old with eight counts of insider dealing and two counts of money laundering.

clock 11 January 2012 •

Economics / Markets

Merkel and Sarkozy in eleventh-hour Greece pact - today's papers

German Chancellor Angela Merkel and French President Nicolas Sarkozy have hammered out a common position on the euro debt crisis.

clock 21 July 2011 •

Hedge Funds

Hedge fund boss guilty in 'largest' insider trading case

US hedge fund billionaire Raj Rajaratnam has been found guilty of making tens of millions of dollars from insider trading.

clock 12 May 2011 •

ETFs

SEC: Traders may use ETFs to hide inside deals

The Securities and Exchange Commission (SEC) is investigating whether Wall Street traders are using ETFs as a means of disguising insider trading.

clock 11 February 2011 •

Regulation

Investment banker jailed for insider dealing

A senior investment banker and former FSA approved person has today been sentenced to three years and four months in custody for insider trading.

clock 02 February 2011 •

Economics / Markets

Goldman to lift £1m cap on UK bonuses

Goldman Sachs is lifting the £1m bonus cap imposed on its 100 London-based partners last year as the firm begins to hand out multi-million pound payouts to staff around the world.

clock 20 January 2011 •

Regulation

Investment banker pleads guilty to insider dealing

An investment banker, his wife and a close friend have pleaded guilty to eight counts of insider dealing in a case brought to court by the FSA.

clock 10 January 2011 •

Regulation

CfD brokers charged in FSA insider dealing probe

The FSA has charged five individuals for insider dealing, adding to the 11 currently being prosecuted by the regulator.

clock 25 November 2010 •

Regulation

Insider dealing arrest following FSA investigation

City police have arrested a 64-year-old man as part of an insider dealing investigation.

clock 10 September 2010 •
234
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=insider trading