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FSCS

Regulation

FCA approval times for growing firms up 85% in two years

Firms trying to expand into new business areas are having to wait 85% longer for Financial Conduct Authority (FCA) authorisation than two years ago.

clock 05 May 2015 •

Regulation

Crippling FSCS levies: Know why you're paying, know how to stop

Crippling FSCS levies: Know why you're paying, know how to stop

clock 28 April 2015 •

Regulation

FSCS levy shock: SIPP claims could lead to extra bill for all firms

All advisory firms face the prospect of an interim levy from the Financial Services Compensation Scheme (FSCS) in 2015-2016 following a swell of claims related to self-invested personal pensions (SIPPs).

clock 28 April 2015 •

Investment

WMA chief: Wealth managers are at mercy of fund groups on costs

'Wealth managers are at the mercy of fund managers on costs'

clock 17 April 2015 • 6 min read

Regulation

Left in limbo: Another FSCS delay on Arck as it 'steps closer' to adviser liability ruling

Advisers and investors face further uncertainty over their fate as the Financial Services Compensation Scheme (FSCS) has once again delayed a ruling on advisers' liability for investment losses in overseas property scheme Arck.

clock 16 April 2015 •

Regulation

FSCS confirms 100% protection for annuities

The Financial Services Compensation Scheme (FSCS) will soon protect the total value of people's annuities, it has confirmed.

clock 10 April 2015 •

Regulation

FOS rules poor advice in raft of new Harlequin claims

The Financial Ombudsman Service (FOS) has ruled in favour of four complainants who separately claimed they were given unsuitable advice to transfer their personal pensions to new plans permitting investment in overseas property.

clock 10 April 2015 •

Your profession

Sesame to cover fees and trail commission for advisers joining Bankhall

Network Sesame has pledged to cover investment advisers' regulatory fees and trail commission arrangements as part of a benefits package for those going down its 'preferred route'.

clock 08 April 2015 •

Investment

Troubled Harlequin puts HQ up for sale

Troubled overseas property investment scheme Harlequin has put its headquarters up for sale.

clock 30 March 2015 •

Regulation

FCA to increase adviser fees by 10% to £75m

The Financial Conduct Authority (FCA) is proposing to raise £74.9m from financial advisers for the coming year, representing an upswing of 10.2%.

clock 26 March 2015 •
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