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FSCS

Regulation

Arch cru and carbon credit advisers on FSCS' latest list of defaults

Carbon credit adviser Archer Bramley has been named as one of 28 investment and pensions firms declared in default by the Financial Services Compensation Scheme (FSCS) between May and August.

clock 24 September 2015 •

Retirement

Guardian SIPP in talks with taxman over investor buyout of frozen funds

Guardian SIPP is in talks to allow investors trapped in troubled investments to buy their way out of paying mounting administration fees, and to have direct access to any money clawed back from the firms deemed liable for their losses.

clock 22 September 2015 •

Regulation

Harlequin seeks to annul court deal, asks investors to reinvest compensation

Troubled overseas property group Harlequin is encouraging investors to use compensation payouts to reinvest in its scheme - at the same time as it fights a settlement deal it reached with unhappy investors last year.

clock 16 September 2015 •

Regulation

FSCS says advisers liable for Arck losses; invites claims

The Financial Services Compensation Scheme (FSCS) has determined that financial advisers are liable for investors' losses in £60m property investment scheme Arck and has begun inviting claims.

clock 11 September 2015 •

Regulation

FSCS says tax claims relate to advice given in noughties

The Financial Services Compensation Scheme (FSCS) has said the 150 claims it is investigating against poor advice to invest in apparently tax efficient schemes relate to business written in the decade from 2000.

clock 11 September 2015 •

Regulation

FSCS considers 150 tax advice claims after legal go-ahead

The Financial Services Compensation Scheme (FSCS) has begun processing about 150 individual claims related to advice to invest in tax 'mitigation' schemes after being given the green light by lawyers.

clock 10 September 2015 •

Regulation

Pick your battles: Advisers should 'stop carping' about FSCS levy bills

Advisers should 'stop carping' about FSCS levy bills

clock 10 September 2015 •

Regulation

Personal Touch hikes member fees after 38% regulatory levy rise

Adviser network Personal Touch Financial Services has written to members informing them of a planned fee increase after suffering what it called "indiscriminate" increases to its regulatory costs.

clock 04 September 2015 •

Regulation

Talking Heads: Should advisers include 'cost of regulation' in fees breakdown?

Should advisers include 'cost of regulation' in fees breakdown?

clock 21 August 2015 • 5 min read

Regulation

FOS throws out IFA's 'insistent client' claim on Harlequin investment

The Financial Ombudsman Service (FOS) has denied an IFA's claim a client who invested her pension into Harlequin property "would have found an alternative adviser if they had not acted".

clock 10 August 2015 •
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