FSA
ETFs
The FSA has flagged up a number of consumer risks associated with exchange traded products (ETPs) in a fact sheet published today.
23 April 2012
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Regulation
The FSA is about to take on a very important task - reforming the funding arrangements for the Financial Services Compensation Scheme.
23 April 2012
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Regulation
The Financial Services Authority (FSA) has lost a test case involving UBS in which it tried for the first time to punish a senior manager for inadequate supervision rather than for errors he personally committed.
23 April 2012
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RDR
The FSA has said that large firms may be stalling the move to pure adviser charging propositions because their competitors have not yet made the transition.
19 April 2012
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RDR
The Financial Services Authority (FSA) has voiced concerns about advisers' gap-fill progress ahead of RDR implementation at the end of the year.
18 April 2012
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Tools
The Financial Services Authority (FSA) is reassuring advisers they do not need to record telephone conversations with clients after some received inaccurate promotions suggesting they did.
18 April 2012
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Regulation
The Financial Service Authority (FSA) saw the number of boiler room fraud schemes operating through clones of authorised firms triple in 2011.
17 April 2012
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Regulation
An independent adviser has been told he will not have to compensate a client he recommended invest in a Keydata product, even though an ombudsman ruled he had given unsuitable advice.
16 April 2012
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