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FSA

Investment

IMA urges FSA to tighten definitions in 'toxic' products ban

The Investment Management Association (IMA) has called on the Financial Services Authority (FSA) tighten up its definitions of banned 'toxic' products to avoid a catch-all situation with other similar investments.

clock 20 November 2012 •

Regulation

FSA finds banker love rat guilty of insider dealing

The Financial Services Authority (FSA) has successfully prosecuted a two-timing investment banker for insider dealing.

clock 15 November 2012 •

Regulation

Consumer Panel piles pressure on FSA to act on incentives

The Financial Services Consumer Panel (FSCP) has hit out at the Financial Services Authority (FSA) for a "record of procrastination", and has called on it to take immediate action against firms whose incentive schemes are to the "detriment of consumers"....

clock 15 November 2012 •

Regulation

FSA to scale down consultation papers

The Financial Services Authority (FSA) is to produce fewer and more concise consultation papers in an attempt to better connect with firms.

clock 15 November 2012 •

Regulation

FSA issues largest ever retail fine against protection firm

The Financial Services Authority (FSA) has issued its joint largest retail fine of £10.5m to Card Protection Plan Limited (CPP) for mis-selling insurance products.

clock 15 November 2012 •

Your profession

The problems with personal pensions

PERSONAL PENSIONS

clock 15 November 2012 •

Absolute Returns

FSA goes after Arch Financial Products

The Financial Services Authority (FSA) has brought cases against Arch Financial Products and the company's chief executive Robin Farrell and chief operating officer Robert Addison.

clock 14 November 2012 •

Regulation

APFA to hold regulator to account

If an independent body is not appointed to monitor the regulator's performance, the Association of Professional Advisers (APFA) will take on the task itself, the body's chairman told members in a defiant speech last night.

clock 14 November 2012 •

Investment

RP Poll: SIPP re-registration

In this week's quick fire poll we ask: Would you like to see improvements in the SIPP re-registration process?

clock 13 November 2012 •

Pensions

What needs to be done with SIPP re-registration?

Delays in the in specie re-registration of SIPPs could lead to consumer detriment and is an issue the industry needs to address, says Paul Pettitt.

clock 13 November 2012 •
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