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FSA

Investment

FSA Capita censure shows IFAs not to blame over Arch Cru

ARCH CRU

clock 26 November 2012 •

Regulation

FSA censures Capita over Arch Cru failings

The Financial Services Authority (FSA) has issued a public censure against Capita Financial Managers (CFM) for its failings in relation to the CF Arch Cru funds between June 2006 and March 2009.

clock 26 November 2012 •

Regulation

FSA delays Arch Cru compensation - reports

The publication of the final details of the Financial Services Authority's (FSA's) £110m Arch Cru redress scheme has been postponed due to the overwhelming response to the regulator's consultation.

clock 26 November 2012 •

Pensions

SIPPS: What capital is adequate?

Fiona Murphy asks what the FSA's capital adequacy consultation means for the self invested personal pension (SIPP) industry

clock 23 November 2012 •

Regulation

Sense: networks may 'fall foul' of cross-subsidy rules

There is a danger that loss-making provider-owned networks will fall foul of the Financial Standard Authority's (FSA) rules on cross subsidsation, according to one network director.

clock 22 November 2012 •

Pensions

FSA to strengthen SIPP capital regime

The Financial Services Authority (FSA) plans to increase the minimum capital held by self-invested personal pension (SIPP) providers from £5,000 to £20,000.

clock 22 November 2012 •

RDR

Analysis: is your business RDR ready?

RDR

clock 22 November 2012 •

Regulation

How a business plan can protect you from the regulator

BUSINESS PLANS

clock 22 November 2012 •

Regulation

The rise and (promised) fall of consultation papers

FCA

clock 22 November 2012 • 3 min read

Regulation

FSA: 8% of independent advisers likely to go restricted

Just 8% of independent advisers are likely to go restricted according to the most recent Financial Services Authority (FSA) figures.

clock 21 November 2012 •
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