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FSA

Your profession

Advisers face fee hike as FSA clamps down

Financial advisers could have their FSA fees temporarily increased to pay for increased supervision by the regulator.

clock 14 November 2007 •

Your profession

FSA to run capital requirements training

The FSA will begin training events next month for firms subject to capital requirements directive (CRD) reporting requirements.

clock 14 November 2007 •

Your profession

April start for new FSCS funding model

The FSA has confirmed the reformed funding arrangements for the FSCS will operate from April 1 2008.

clock 14 November 2007 •

Your profession

FSA brings forward deposit compensation work

The FSA has begun work on measures to protect depositors originally slated for 2009 but brought forward in the wake of the Northern Rock crisis.

clock 14 November 2007 •

Investment

Pensions Regulator publishes contract-based pension guide

The Pensions Regulator and the FSA have published an overview of the requirements relating to contract-based schemes and the regulators' own regimes.

clock 13 November 2007 •

Your profession

Bowe to speak at Edinburgh small firms briefing

The FSA has today confirmed Amanda Bowe, head of the Retail Distribution Review, will be speaking at an event for small firms in December.

clock 13 November 2007 •

Investment

Former FSA man Ford joins New Star

New Star has announced Dan Ford will join the firm as product development director in January.

clock 12 November 2007 •

Your profession

FSA proposes greater derivatives disclosure to prevent market failures

The FSA has today published a consultation paper to propose greater disclosure of the economic interests in a company's shares held through derivatives, such as Contracts for Difference (CfDs).

clock 12 November 2007 •

Your profession

Five days left for AIFA RDR responses

Advisers only have until Friday to make their thoughts on the RDR heard through the AIFA survey.

clock 12 November 2007 •

Your profession

AIFA reveals Sants' annual dinner speech

FSA chief executive Hector Sants will use his keynote speech at the Association of Independent Financial Advisers (AIFA) annual dinner to discuss the FSA's supervisory strategy.

clock 12 November 2007 •
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