FSA

The Association of Mortgage Intermediaries (AMI) has hit out at the FSA's current TCF proposals branding them 'too ambiguous".

The FSA may levy an administrative charge on firms that persistently submit poorly completed Retail Mediation Activities Returns (RMARs).

The FSA will hold surgeries in Scotland for small firms in December.

The Information Commissioner (IC) has told the FSA to name advisers who performed badly in a mystery shopping exercise.

Firms must act on treating customers fairly (TCF) before they suffer from a rising tide of consumer activism, says the FSA.

Commission may never be compatible with treating customers fairly (TCF), the Financial Services Consumer Panel (FSCP) warns.

Firms must speed up Treating Customers Fairly (TCF) improvements if they are to meet next year's deadlines particularly in investment and post life insurance areas, the FSA warns.

The FSA's first-ever criminal investigation has resulted in police arresting two men for helping illegal overseas boiler rooms.

AIFA has sent a newsflash to members on the main aspects of MiFID, which came into effect today.

The FSA's new Conduct of Business Sourcebook (COBS), outlining the regime for conduct of investment business, has come into force today.