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FSA

Your profession

Union demands recognition at FSA to tackle Tory abolition threat - papers

The FSA, the protector of free market capitalism in Britain, could become a hotbed of union activism if Unite, the UK's largest union, has its way, reports The Telegraph.

clock 23 July 2009 •

Your profession

FSA urged to name firms that fail to pay FOS awards

The FSA and financial ombudsman (FOS) are under pressure to name and shame firms that fail or refuse to pay FOS awards.

clock 22 July 2009 •

RDR

Provider role in decency limits is 'anti-RDR'

Skandia says proposals to ensure provider firms intervene in cases of ‘extreme' adviser charges go against the principles of the RDR.

clock 22 July 2009 •

Regulation

HSBC firms fined £3m for losing 180,000 client files

HSBC subsidiaries have been fined a total of £3m for failing to protect their customers' personal data.

clock 22 July 2009 •

Your profession

FSA fines and bans father and son advisers

The directors of a Yorkshire-based financial group have been banned and fined by the FSA for putting 53 clients at risk of losing almost £10m.

clock 21 July 2009 •

Regulation

Tories outline plans for future of financial regulation

The Conservatives have said they will abolish the FSA and give the Bank of England greater responsibilities as part of radical plans to strengthen financial regulation in the UK.

clock 20 July 2009 •

Regulation

Tories plan to abolish FSA

George Osborne, the shadow chancellor, will outline plans to scrap the FSA if the Tories win the next election, reports ‘The Daily Telegraph'.

clock 20 July 2009 •

Your profession

Disgruntled IFA seeks similar for lobby group

An investment and protection IFA is seeking to pull together a "small and articulate" lobby group of like-minded advisers to confront the FSA over its policies, and the RDR in particular.

clock 17 July 2009 •

Your profession

Movers and Shakers

Find out who's moved where in another busy week in financial services

clock 17 July 2009 •

Your profession

FSCP demands IFA fee monitoring; Wants QCF Level 5 minimum

The Financial Services Consumer Panel (FSCP) is calling for "reassurance" from the FSA over the level of adviser fees post RDR.

clock 16 July 2009 •
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