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FSA

Structured Products

Keydata chief loses fight to prevent FSA access to computer

Keydata founder Stewart Ford has lost a legal battle to prevent the FSA from accessing a computer server as part of its investigation into the firm.

clock 30 July 2009 •

Your profession

TCF visit exposes small IFA's advice failings

The FSA has taken its first enforcement action against a small adviser firm arising from a treating customers fairly (TCF) visit.

clock 30 July 2009 •

Your profession

Holding companies added to FSA approved persons rules

Employees at the holding companies of regulated firms may need to apply for FSA approved person status under new rules proposed today.

clock 27 July 2009 •

Protection

Govt calls for closer ties with insurers

The Government wants the UK insurance industry to work more closely with it to manage risks in society.

clock 27 July 2009 •

Investment

FSA 'betraying' consumers on with-profits compensation

The FSA has been accused of betraying with-profits investors by allowing insurance companies to continue making compensation payments from inherited estates.

clock 24 July 2009 •

Industry

AMI forms mortgage market review working party

The Association of Mortgage Intermediaries (AMI) has formed a working party of its members to consider the major issues facing the mortgage market.

clock 24 July 2009 •

Regulation

FSA sets out faster compensation rules

Consumers will be able to receive compensation within a week of a financial institution's collapse following the implementation of new rules from the FSA.

clock 24 July 2009 •

Your profession

Tax avoidance experts face FSA crackdown - papers

Bank bosses who allow their firms to devise schemes to help customers avoid paying tax could face sanctions from the Financial Services Authority, according to The Guardian.

clock 24 July 2009 •

Protection

Time to separate regulator and state

For as long as I can remember - which is longer than some might think - our industry has been heavily regulated.

clock 24 July 2009 •

Your profession

Double fines await IFAs for data security lapses

Financial advisers are being warned to tighten their data security as new powers mean they could be fined TWICE for breaches.

clock 23 July 2009 •
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