professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • News Analysis
    • People Moves
    • Market Movers
    • Interviews
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Inheritance Tax
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Isabel Baxter

    Featured Content

      • Cost of Living
      • Partner Insight
      • InvestmentIQ
      • Fidelity Adviser Solutions Hub

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

FSA

Your profession

FSA sets aside millions for pay 'anomalies'

The FSA Board has sanctioned a budget of 1.5% of the regulator's total salary bill to cover any pay "anomalies" in the coming financial year.

clock 18 March 2010 •

Structured Products

FSA warns on "potentially catastrophic nature" of counterparty risk

The FSA has warned of the "potentially catastrophic nature" of structured product counterparty risk to investors.

clock 17 March 2010 •

Your profession

FSA to spend extra £48m on staff costs in 2010/11

The FSA says it will spend almost £350m on staff costs in the coming financial year after confirming it is hiring an extra 460 individuals to deliver its "intensive" supervisory approach.

clock 17 March 2010 •

Your profession

Sants: If society wants results, it's going to cost

Outgoing FSA chief executive Hector Sants today said society "must accept" a larger and more expensive regulator if it wants more done to lower market risks.

clock 17 March 2010 •

Your profession

Are there really only 14 'true' IFAs in Australia?

A newly-formed industry association has been set up in Australia - but only 14 firms have so far met its strict criteria for independence.

clock 15 March 2010 •

Regulation

FSA seeks first extradition as banker charged over insider dealing

An investment banker and his wife have been charged in relation to a nine-year insider dealing spree in a case that also marks the first time the FSA has sought the extradition of a suspect abroad.

clock 15 March 2010 •

Your profession

2plan in 'radical' client agreement re-think

National IFA 2plan Wealth Management is set to hand its 200 advisers what it calls a "radical" alternative to its standard client service agreements.

clock 15 March 2010 •

Regulation

FSA to hire 450 staff for market abuse crackdown

The FSA is looking to hire an extra 450 staff to crackdown on insider dealing, Hector Sants has revealed.

clock 15 March 2010 •

Regulation

Early intervention will 'choke off' consumer detriment - Sants

The FSA will attempt to ‘choke off' consumer detriment before it occurs through its product regulation plans, Hector Sants says.

clock 12 March 2010 •

Your profession

Jail for ex-Cazenove partner who pocketed £100k from insider dealing

A former broker at the Queen's stockbroker Cazenove has been handed a 21-month prison sentence for insider dealing in the shares of three UK companies.

clock 11 March 2010 •
258259260
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=fsa