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FSA

Your profession

FSA confirms unprecedented probe into Goldman Sachs

The FSA has today confirmed it will launch an unprecedented investigation into the international arm of US bank Goldman Sachs.

clock 20 April 2010 •

uncategorised

FSA fines IFA £24,500 for pension failings

The FSA has fined London-based IFA Robin Bradford £24,500 for pension switching advice failings.

clock 16 April 2010 •

Your profession

Pensions chief to head FSA's new consumer education body

The FSA has appointed Pensions Regulator chief Tony Hobman as head of the newly created Consumer Financial Education Body (CFEB).

clock 15 April 2010 •

Your profession

FSA slaps 'aggressive' broker with £235,000 fine and ban

The FSA has fined a London stock broking firm and senior director £235,000 for putting customers at risk of agressive sales tactics in penny share dealings.

clock 15 April 2010 •

Wrap/platforms

Skandia warns platform rebate ban to have 'severe consequences'

Skandia has added its voice to the debate on platform payments by arguing a ban on rebates will result in a poorer outcome for consumers.

clock 15 April 2010 •

Investment

FSA urged to force firms to 'novate' clients they can not service

Firms unable to show they can provide an ongoing service to the clients of an exiting adviser should be forced to let the adviser leave with them, 2plan Wealth Management CEO Chris Smallwood says.

clock 15 April 2010 •

Individual Protection

Protection Watch with Kevin Carr

The chief executive of the Protection Review rates this month's developments in the protection market...

clock 15 April 2010 •

Investment

Big Interview: Stephen Kavanagh, AWD Chase de Vere

"We spent a lot of money recruiting the wrong people."

clock 15 April 2010 •

Your profession

IFA says unity will triumph in FSA legal immunity fight

An IFA is calling for the financial advice community to unite in condemnation against the FSA's immunity from civil action.

clock 14 April 2010 •

RDR

Better Business: The RDR's latest milestone

Peter Hicks, head of UK retail sales at Fidelity International, looks at what the most recent RDR paper means for consumers and platforms.

clock 14 April 2010 •
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