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FSA

Your profession

FSA to clarify trail fate when clients switch adviser

The FSA is set to clarify the fate of trail commission when clients switch adviser from 2013 following concerns from advisers and providers.

clock 13 May 2010 •

Wrap/platforms

The tricky business of platform due diligence

With the number of propositions soaring and the FSA issuing strict guidance, advisers need to carry out careful due diligence when picking the right platform for clients, writes Skandia's Jeremy Mugridge.

clock 13 May 2010 •

TMT

Tech Review: Octopus Investment

AT8's Mark Loosmore reports on Octopus Investment's bespoke contact management system which the firm has honed to maximise customer service.

clock 13 May 2010 •

Regulation

The hourly cost to clients of FSA regulation? £20

An IFA is taking the FSA to task over the costs of regulation after calculating the percentage of his firm's hourly rate that goes to the FSA.

clock 13 May 2010 •

Regulation

Worsfold's Wisdom: Plus ca change, FSA la meme chose

There are few certainties in this changed political reality - except that the FSA stays put

clock 12 May 2010 •

Regulation

FSA censures Integrity for GTEP advice failings

The FSA today censured Integrity Financial Solutions for advice failings relating to the sale and promotion of geared traded endowment policies (GTEPs).

clock 12 May 2010 •

Your profession

IFA complaints drop as bank gripes double to 2.2 million

The number of complaints received by financial advisers fell in the second half of last year as gripes against banks and building societies doubled due to back-dated bank charge grievances, FSA figures show.

clock 11 May 2010 •

Mortgages

CML says intermediaries pose 'greater' fraud risk

Intermediaries pose a "far greater" fraud risk to the mortgage market than lenders' advisers, the Council of Mortgage Lenders (CML) says.

clock 10 May 2010 •

Your profession

Geffen steps up Pru campaign as FSA approval nears

Neptune MD Robin Geffen has stepped up his campaign to oust Prudential's CEO Tidjane Thiam as the insurer is poised to gain FSA approval for its takeover of AIG's Asian arm AIA.

clock 10 May 2010 •

Your profession

Adviser permissions cancelled for failing to pay FSCS levy

The FSA has cancelled the permissions of a small Derbyshire adviser for failing to pay a £1,000 FSCS levy.

clock 07 May 2010 •
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