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FSA

Your profession

FSA appoints Lesley Titcomb COO

The FSA has appointed small firms director Lesley Titcomb as acting chief operating officer (COO), effective immediately.

clock 01 July 2010 •

Your profession

Firms must submit new adviser details quarterly

New details the FSA requires from firms about its individual advisers will be collected on a quarterly basis, the regulator says.

clock 01 July 2010 •

With Profits

Name and shame 'poor' with-profits firms, FSA urged

Advisers and consumer groups are calling on the FSA to reveal the identity of the two with-profits providers this week referred to its enforcement division.

clock 01 July 2010 •

Regulation

Investment consultant ordered to pay FSA £90m

The High Court today ordered an investment consultant pay almost £90m to the FSA for unlawfully accepting deposits without authorisation.

clock 29 June 2010 •

Your profession

FSA refers two firms to enforcement after with-profits review

Two unnamed firms have been referred to the FSA's enforcement division for further investigation following a review of the £330bn with-profits sector.

clock 29 June 2010 •

Regulation

FSA bans drunk oil broker for market abuse

The FSA has fined and banned a former oil futures broker for manipulating the price of brent oil after an "extremely heavy" drinking session.

clock 29 June 2010 •

Your profession

FSA confirms Jon Pain exit in 2011

The FSA today confirmed the departure of head of supervision Jon Pain.

clock 29 June 2010 •

Regulation

FSA examines role of 'questionable' auditors

The FSA is consulting on ways to enhance the effectiveness of auditors after saying their work often "falls far short" of what it expects.

clock 29 June 2010 •

Investment

Keydata founder blasts FSA for "manufacturing" insolvency

The founder of Keydata has blasted the FSA for "draconian action" he claims led to the investment firm's unnecessary insolvency and collapse.

clock 28 June 2010 •

RDR

RDR: Industry gives backing to internal governance model

The industry has backed FSA proposals to establish an internal model to monitor professional standards rather than set up a new statutory body.

clock 28 June 2010 •
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