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FSA

Regulation

FSA 'regrets' conduct in meeting after complaint

The Financial Services Authority (FSA) has apologised for comments made by staff and its overall conduct during a meeting with an unnamed firm.

clock 15 March 2013 •

Regulation

Scammers create fake FSA register to dupe consumers

The Financial Services Authority (FSA) is warning consumers of a new tactic adopted by fraudsters - setting up fake versions of its website and register.

clock 15 March 2013 •

Your profession

IFA turns attention to self-employed arm as cap ad rules bite

Advisory group LIFT-Financial is planning to expand through its self-employed adviser arm LIFT-Advice because the incoming capital adequacy requirements for this side of the business are less onerous.

clock 15 March 2013 •

Regulation

UCIS: four due diligence steps advisers must take

UCIS

clock 14 March 2013 • 6 min read

Wrap/platforms

FSA plan to ban legacy rebates 'disappoints' Skandia

Investment platform Skandia has criticised plans by the Financial Services Authority's (FSA's) to outlaw rebates on 'legacy' business paid by fund groups to platforms from 2016.

clock 13 March 2013 •

Pensions

Harlequin distributor pulls plug on new investment

TailorMade, a UK distributor of investments in Harlequin Property, has said it stopped taking new money into the overseas property scheme in January following a Financial Services Authority (FSA) alert about Harlequin.

clock 13 March 2013 •

Pensions

Moret: 1.5 million SIPPs by 2018

There could be 1.5 million self-invested personal pensions (SIPPs) by 2018 despite FSA regulation potentially contracting the number of providers in the market, according to John Moret.

clock 13 March 2013 •

Regulation

FCA to 'intensify' focus on wealth managers

Regulators will establish a dedicated wealth management department within the incoming Financial Conduct Authority (FCA) that will help "intensify" the regulatory focus on the sector.

clock 13 March 2013 •

Wrap/platforms

FSA to ban platform legacy rebate deals from 2016

The Financial Services Authority (FSA) is planning to ban rebates on legacy business which are paid by fund groups to platforms from 2016, in a move which will shake up the platform industry and force providers to charge groups for additional services....

clock 12 March 2013 •

Regulation

Ex-futures trader jailed for insider dealing

An ex-futures trader has been jailed for insider dealing after pocketing £591,000 in fraudulent deals.

clock 11 March 2013 •
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