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FSA

Investing in the profession

RDR latecomers: Start here

There's still time to get your firm in order for RDR. Rebecca Thorpe, principal at Bovill, offers her guide to meeting the requirements.

clock 14 April 2011 •

Investing in the profession

Qualifications: How high should you go?

Three practitioners with contrasting views talk to Maria Merricks about why they have decided on their chosen route.

clock 14 April 2011 •

Protection

Market views: The FCA's view of future regulation

Can you see a change in focus for the FSA's replacement, following its renaming to the Financial Conduct Authority (FCA), rather than the previously suggested Consumer Protection and Markets Authority (CPMA)?

clock 13 April 2011 •

Protection

Untangling the net

If the FSA changes the way protection products are marketed, what will the effect be on technology? Andy Valvona highlights some good news for advisers

clock 13 April 2011 •

ETFs

Super-regulator warns of 'disquieting developments' in ETFs

The Financial Stability Board (FSB) has warned recent innovation within the ETF industry is bringing "new elements of complexity and opacity" into the market.

clock 12 April 2011 •

Regulation

FSA fines treble to £97m

The FSA collected £96.7m in fines in the 12 months to the end of March, almost trebling the £33.1m taken during the previous year.

clock 11 April 2011 •

Investment

FSA warns on 'no cost' property income plans

The FSA is warning consumers to beware a ‘no cost' property income plan which permits an insurance company to take a legal charge on policyholders' homes.

clock 11 April 2011 •

Investment

Gartmore stars Guy and Rambourg 'to launch hedge fund'

Gartmore's former fund managers Roger Guy and Guillaume Rambourg are returning to fund management with the launch of a hedge fund, according to reports.

clock 11 April 2011 •

Your profession

SFO defends dropping Eq Life probe

The Serious Fraud Office decided to drop an investigation into Equitable Life because financial regulators were already aware of potential criminal activity at the failed insurer, according to a new document.

clock 11 April 2011 •

Regulation

Retail product ban gets 72% industry backing

Nearly three-quarters of financial services practitioners support giving the regulator the power to ban retail products, research suggests.

clock 07 April 2011 •
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