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FSA

Your profession

Qualifications, not commission ban, is best new for consumers

Pro-Retail Distribution Review (RDR) financial advisers believe the emergence of higher-qualified practitioners will have a larger bearing on improving consumer outcomes than the ban on commission.

clock 23 May 2011 •

Investing in the profession

PIMS 2011: Commission to fees in three steps

Roderic Rennison, director of consultancy The Ideas Lab, slices the move to fees into three manageable chunks.

clock 23 May 2011 •

uncategorised

Webb begins crackdown on pension transfer deals

Pensions minister Steve Webb will meet with industry representatives and the Pensions Regulator (TPR) today to urge a crackdown on pension transfer incentives.

clock 23 May 2011 •

Investment

Former land banking broker exposes 'scams'

A former broker has revealed the strategies used by land banking firms to sell strips of land to unwary investors.

clock 23 May 2011 •

Regulation

FSA Arrow visits down 80% since 2002

A shift in focus by the Financial Services Authority (FSA) toward the biggest City banks in the wake of the financial crisis has led to a dramatic reduction in the number of risk assessments conducted into financial firms.

clock 23 May 2011 •

Your profession

Miss anything? This week's key stories

Five more days in the world of financial advice and every one of them was eventful…

clock 20 May 2011 •

Regulation

Sants: PRA will be 'fundamentally different'

Hector Sants has said the Prudential Regulation Authority's approach towards banking supervision will fundamentally differ from past practices as he set out a more "intensive" blueprint based on forward looking judgements.

clock 19 May 2011 •

Regulation

Sants: PRA will no longer trust firms' judgement

Hector Sants, chief executive of the FSA, said the organisation's successor the Prudential Regulatory Authority (PRA) will take a judgment-based rather than reactive approach to regulation.

clock 19 May 2011 •

Regulation

Sants: Regulator should investigate bank failures

The Prudential Regulatory Authority - the new regulator taking over the supervision of big UK financial institutions in 2013 - should be charged with investigating bank failures and making its findings public, Hector Sants has said.

clock 19 May 2011 •

Investment

Key Arch cru case held as FOS mulls responsibility

One of the lead cases brought by Arch cru investors against Capita has been put on hold by FOS pending a decision on whether the ombudsman is the appropriate body to deal with the complaint.

clock 19 May 2011 •
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