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FSA

Regulation

Regulation provides 'major barrier' to insurance sales - BSA

The Building Societies Association (BSA) believes regulatory intervention has provided a major barrier to insurance purchases and that the FSA's approach is "pretty flawed".

clock 29 July 2011 •

Your profession

The week's news... condensed

And five big stories this week were...

clock 29 July 2011 •

Pensions

SIPP selection: Three things to consider

Financial researcher Defaqto has put together a short list of factors for advisers to consider when assessing a SIPP provider...

clock 29 July 2011 •

Wrap/platforms

FSA platform paper delayed to Monday

The platform policy paper will be published on Monday, the FSA said today.

clock 29 July 2011 •

ETFs

ETF debate should focus on diversification of counterparties, says Source's Lytle

Despite all the noise around sythetic ETFs, there is just as much risk in physical ETFs if counterparty risk is not diversified.

clock 28 July 2011 •

Regulation

FSA warns on scammers who pretend to be Sants

The Financial Services Authority (FSA) has warned firms and consumers to be vigilant for fraudsters claiming to be from the regulator.

clock 28 July 2011 •

Wrap/platforms

How to use platforms to get RDR-ready

Alastair Conway, sales and marketing director at Cofunds, explains why a good platform could be your launchpad for an RDR-compliant business.

clock 28 July 2011 •

Your profession

Support for five-year 'sunset clause' on legacy commission

The advisory industry is backing calls for firms to be permitted to receive commission from ‘legacy' products until 2018 - five years longer than the FSA intends.

clock 28 July 2011 •

Regulation

In his own words: Stephen Gay on AIFA changes

The Association of Independent Financial Advisers (AIFA) is to extend membership rights beyond IFAs as it adapts to upcoming regulatory changes.

clock 27 July 2011 •

Investment

ETF concerns grip 80% of advisers - research

Some 80% of advisers have said regulatory scrutiny on exchange traded funds (ETFs) echos their own concerns about the products.

clock 27 July 2011 •
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