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FSA

Wrap/platforms

Tenet reviews platform panel after FSA rebate warning

Advisory support group Tenet is to review the panel of platforms it recommends to IFAs following a warning from the Financial Service Authority about the use of platforms which permit rebates from providers to clients.

clock 03 August 2011 •

uncategorised

Migrating to the right platform

Chris Read gives his top tips for successful migration of clients' assets onto wrap platforms.

clock 03 August 2011 •

Wrap/platforms

Blog: Gone forever... the notion of platforms as distributors

David Ferguson, CEO of Nucleus Financial Group, sees only good news in this week's platforms Policy Statement.

clock 03 August 2011 •

Investment

FSA to issue legacy guidance

The FSA has said it will issue further guidance on legacy assets to clarify its existing rules.

clock 02 August 2011 •

Wrap/platforms

Rebate delay will create 'RDR 2': Fidelity

Fidelity's Ed Dymott has slammed the FSA's "shambolic" handling of platform regulation and said the delay in platform charging rules until after 2013 will create an "RDR 2".

clock 02 August 2011 •

Regulation

FSA warns of carbon credit scams

The Financial Services Authority (FSA) is warning consumers about the risks of investing in carbon credit schemes.

clock 02 August 2011 •

Regulation

FSA to sell Transaction Reporting System to LSE

The Financial Services Authority (FSA) has entered into a conditional agreement to sell the Transaction Reporting System (TRS) to the London Stock Exchange (LSE) for £15m.

clock 02 August 2011 •

Regulation

AIFA calls on FSA to re-gauge cap ad impact on small firms

The trade body for independent advisers has called on the FSA to use the extra two years it has permitted for firms to meet its capital rules to reconsider their impact on small businesses.

clock 02 August 2011 •

Wrap/platforms

Hargreaves shares fall 10% after FSA rebate ban proposal

Hargreaves Lansdown shares fell sharply in early trading today after the FSA said in yesterday's platform paper it wants to ban payments from fund managers to platforms and cash rebates to consumers.

clock 02 August 2011 •

Wrap/platforms

Blog: FSA must clarify platform regs or undermine RDR

When the FSA's eagerly anticipated and much delayed platform policy paper finally dropped into our inboxes it provided yet another twist to the ongoing rebate debate.

clock 02 August 2011 •
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