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FSA

Your profession

Our guide to assessing risk types

The Psychological Consultancy's Geoff Trickey reveals why you should identify your own risk type before advising clients.

clock 18 August 2011 •

TCF

FSA workshops axed due to regulatory reform

The FSA has pulled the plug on its series of regional TCF workshops due to regulatory reform.

clock 17 August 2011 •

RDR

How to keep your staff post-RDR

Lyssa Barber of specialist financial recruitment company Allemby Hunt explains the growing importance of a staff retention strategy.

clock 17 August 2011 •

RDR

Blog: Should providers be the ones to get rich from RDR?

Laura Miller asks who should benefit when commission is replaced by fees?

clock 16 August 2011 •

Green

Carbon credit investments defended after police warning

The Carbon Advice Group (CAG) has defended carbon credit trading after the police issued a warning about ethical investment boiler room scams.

clock 16 August 2011 •

Investment

FSA fines Morrisons chief £210k for share disclosure failings

The Financial Services Authority (FSA) has fined former Morrisons supermarket chairman Sir Ken Morrison £210,000 for failing to accurately disclose his holdings in the retailer.

clock 16 August 2011 •

Protection

Market views: Mis-selling simple products?

HM Treasury believes simple products by definition should be allowed to be sold without advice.

clock 11 August 2011 •

Protection

Interview - Steve White

Advisers do not stand alone when it comes to regulation and Europe. Paul Robertson talks to Steve White, your man in Brussels

clock 11 August 2011 •

Regulation

FSA issues Glencore share scam warning

The Financial Services Authority (FSA) has warned investors against buying shares from cold callers claiming to be from Glencore International Plc.

clock 11 August 2011 •

Investment

Aviva eyes firms' 'bronze' clients with simplified offering

Aviva said it will target IFAs' mid-market ‘bronze' clients with its upcoming simplified advice offering.

clock 11 August 2011 •
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