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FSA

Wrap/platforms

FSA presses platforms to explain their value

The FSA's understanding of the platform industry has again been called into question after it sent an "odd" questionnaire to operators quizzing them on their relationship with fund managers.

clock 16 December 2011 •

TCF

Standard Life denies mailout a ploy to poach IFA clients

Standard Life has denied its latest mailout to IFAs' clients is an attempt to sell to them direct.

clock 16 December 2011 •

Investment

FSA wins £200k from illegal landbanking scheme in High Court

The Financial Services Authority has secured a High Court decision against an unauthorised land banking firm, and repayment to victims of £200,000.

clock 15 December 2011 •

Charging

The many and varied ways to collect a client fee

With the end of commission in sight, Joanna Faith discovers the many and varied ways advisers can collect client fees.

clock 15 December 2011 •

Your profession

From the Editor: Excuses, excuses... when will the FSA learn?

The best excuse coming out of last year’s MPs expenses scandal came from the lips of Anthony Steen.

clock 15 December 2011 •

Regulation

FSA's Turner: We're not clever enough to spot problems

The chairman of the Financial Services Authority (FSA) has said regulators are "not clever enough" to spot problem areas and act quickly enough to prevent or limit their damage.

clock 15 December 2011 •

Pensions

Q&A: Greg Kingston on SIPP due diligence

Suffolk Life's head of marketing discusses with Retirement Planner the FSA's focus on SIPP due diligence

clock 14 December 2011 •

Regulation

FSA to force banks to display consumer protection info

The Financial Services Authority (FSA) will force banks, building societies and credit unions to prominently display information to customers about the Financial Services Compensation Scheme (FSCS).

clock 14 December 2011 •

Investment

FSA launches investigation into Arch Cru advice

The Financial Services Authority has begun an investigation into firms which recommended Arch Cru investments.

clock 14 December 2011 •

Regulation

Goodwin could face criminal charges after FSA verdict

Sir Fred Goodwin could face criminal charges after the FSA's report into the collapse of the Royal Bank of Scotland (RBS) suggested the bank's directors broke Britain's accountancy laws.

clock 14 December 2011 •
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