FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS
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FOS rules execution-only not valid
Firm mentioned in emails to investors
Savings made across the board
FCA was formed three years ago
Industry warned of difficult risk assessments in P2P
No surge in complaints from pension freedom and new FCA rules
Service is being impersonated by fraudsters
Regulator acknowledges long-standing adviser concerns
Top six advice firms see complaints drop
Is this what a well-functioning sector looks like?
05 May 2016
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3 min read
