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Financial Conduct Authority

Regulation

Why things will never be the same for regulation

Last year's promised changes to regulation - which have long been going on in the background - gripped financial services publicly.

clock 21 December 2011 •

Regulation

Adviser lobby group recruiting for directors to take on FCA

Adviser Alliance is looking to take on new directors in a bid to move the organisation to a "new level" where it can challenge the remit of the FCA.

clock 20 December 2011 •

Regulation

FSA wins over MPs on plans to make warning notices public

MPs have put their weight behind plans for the regulator to be able to publish warning notices about a firm, even before a final decision is made in the case.

clock 19 December 2011 •

Regulation

Govt to stick to hands-off approach with new regulator

The government will continue to avoid interfering in the regulation of the retail investment market even after the break-up of the Financial Services Authority (FSA), it has confirmed.

clock 05 November 2011 •

RDR

Sants tells MPs: Industry thinks its responsibility ends at sale

Hector Sants, chief executive of the outgoing Financial Services Authority (FSA) has told MPs the industry holds the "flawed" belief its responsibility to consumers ends with providing product information at the point of sale, a situation the new regulator...

clock 01 November 2011 •

Regulation

FCA chief: Mass mis-selling not possible under new regulator

Mass mis-selling on the scale of the payment protection insurance (PPI) debacle will not be possible under the Financial Services Authority's replacement, the man who will head up the body has said.

clock 01 November 2011 •

Regulation

Industry warns MPs of 'turf wars' between regulators

Industry figures have told MPs they fear "turf wars" breaking out between different regulatory bodies, and called for the Financial Conduct Authority (FCA) to be more accountable.

clock 25 October 2011 •

Regulation

Lord Turner: Last 20 years punctuated with 'waves of mis-selling'

The chairman of the Financial Services Authority (FSA) has suggested Parliament will have to give the Financial Conduct Authority (FCA), one of its successor bodies, even greater powers to protect consumers.

clock 21 October 2011 •

Regulation

MPs: Publishing warning notices could be 'death' of small firms

MPs and Peers have been warned that proposals to publish warning notices will put some small firms out of business.

clock 20 October 2011 •

Regulation

Parliament to question AIFA head on new regulatory regime

Stephen Gay, the director general of the Association of IFAs (AIFA), and Institute of Financial Planning (IFP) chief executive Nick Cann are among those set to discuss the new financial services regulatory regime with MPs this week.

clock 17 October 2011 •
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