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  • Home
  • Financial Conduct Authority

Financial Conduct Authority

Regulation

Commissioner dismisses traders' complaint against FSA

The Financial Services Complaints Commissioner has dismissed a complaint by a group of London traders against the Financial Services Authority (FSA) for its handling of alleged market abuse on a number of exchanges dating as far back as 2007.

clock 21 May 2013 •

Regulation

FCA to monitor Twitter for signs of mis-selling

The chief executive of the incoming Financial Conduct Authority (FCA) has said the body will be "much broader" in its approach to identifying mis-selling and other problems - including monitoring Twitter.

clock 28 March 2013 •

Investing in the profession

Trust campaign will go on without founder

The Question of Trust campaign will go on despite its founder pulling out after failing to get the incoming Financial Conduct Authority (FCA) on board.

clock 12 November 2012 •

Regulation

Wheatley waves goodbye to 'old way of doing things'

The Financial Services Authority (FSA) was aware of the mis-selling of payment protection insurance (PPI) as long ago as 2005 but was hampered from reacting adequately due to flaws in its regulatory approach, Martin Wheatley has admitted.

clock 17 October 2012 •

Regulation

FCA: we will go further than FSA on product suitability

The Financial Conduct Authority (FCA) will likely "go further" than the Financial Services Authority (FSA) in challenging providers on their products' target markets and charges.

clock 16 October 2012 •

Regulation

Govt to revisit FCA's warning notice powers

The disclosure of warning notices is a key part of the government's vision for the Financial Conduct Authority (FCA) but the power will be scrapped if used inappropriately, the House of Lords heard.

clock 16 October 2012 •

Regulation

FCA to outline product banning powers

The head of the incoming Financial Conduct Authority (FCA) is set to outline how the new regulator will seek to restrict potentially harmful products from coming to market.

clock 16 October 2012 •

Regulation

Regulator may limit bankers' pay in new approach

The incoming Prudential Regulation Authority (PRA) may impose restrictions on what staff at banks and investment firms can earn if the levels of remuneration pose a threat to the business's health.

clock 16 October 2012 •

Regulation

Incentives: good and poor practice

INCENTIVES

clock 05 September 2012 •

RDR

FSA warns firms over incentive-based remuneration

The Financial Services Authority (FSA) has warned adviser businesses they risk mis-selling to consumers, even with the abolition of commission, if they remunerate their staff based on the revenues they earn.

clock 05 September 2012 •
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