Financial Conduct Authority

Regulation

FCA unveils Statements of Responsibilites guidance ahead of SM&CR

Rules into effect December 2019

clock 11 October 2018 • 3 min read

Regulation

FCA reveals plans for EEA firms in preparation for no-deal Brexit

To ensure ‘smooth transition’

clock 10 October 2018 • 3 min read

Regulation

Warning 'flawed' PRIIPs extension would hit credibility of UCITS brand

Clash over regulation continues

clock 10 October 2018 • 5 min read

Regulation

EU regulators prepare for no-deal Brexit with MiFID II back-up plans

No-deal could mean market participants losing their authorisations

clock 04 October 2018 • 3 min read

Regulation

Pension transfer specialists must be Level 4-qualified by Oct 2020 - FCA

Two years 'sufficient' for study

clock 04 October 2018 • 2 min read

Regulation

FCA delays decision on DB transfer contingent charging ban

May consult on 'new interventions' next year

clock 04 October 2018 • 2 min read

Regulation

PIMFA clashes with IA over PRIIPs extension

Response to call for evidence

clock 03 October 2018 • 2 min read

Regulation

FCA chair eyes post-Brexit rule shake-up

Slams 'cycle of deregulation, crisis and regulation'

clock 02 October 2018 • 3 min read

Regulation

FCA fines Tesco Bank £16.4m after 2016 cyber attack

'Customers should not have been exposed to the risk at all'

clock 01 October 2018 • 2 min read

Regulation

Fraudsters posing as FCA contact Active Wealth clients - regulator

'Third party may be involved'

clock 13 September 2018 • 1 min read