The Financial Conduct Authority (FCA) has handed Goldman Sachs International a £34.3m fine for failing to provide "accurate and timely" reports on more than 220 million MiFID-regulated transactions between November 2007 and March 2017.
Goldman also erroneously reported nearly seven million unreportable transactions to the FCA, which found the Wall Street giant failed to take "reasonable care to organise and control its affairs responsibly...
Following more reviews
Beyond the FCA's seven considerations
‘Ensure vulnerability is taken seriously’
After a weekend down for maintenance and upgraded Financial Services Register is up and running for consumers.
'Substantial lessening' of competition
252 firms pulled out
Go alone for follow the crowd?
Once-in-a-lifetime out, necessities in