The Financial Conduct Authority (FCA) has handed Goldman Sachs International a £34.3m fine for failing to provide "accurate and timely" reports on more than 220 million MiFID-regulated transactions between November 2007 and March 2017.
Goldman also erroneously reported nearly seven million unreportable transactions to the FCA, which found the Wall Street giant failed to take "reasonable care to organise and control its affairs responsibly...
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Monthly meetings not enough
Will grow network by offering a bespoke service
Basic rate taxpayers better off
Despite relevant information supplied
Co-produced with PFS