professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • News Analysis
    • People Moves
    • Market Movers
    • Interviews
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Inheritance Tax
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Isabel Baxter

    Featured Content

      • Cost of Living
      • Partner Insight
      • InvestmentIQ
      • Fidelity Adviser Solutions Hub

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

FCA

Link Group takeover deal collapses on FCA Woodford conditions

Regulation

Link Group takeover deal collapses on FCA Woodford conditions

Three unsatisfied conditions necessary to allow the deal to go ahead

clock 23 September 2022 • 1 min read
Why Consumer Duty points to the emotional value of advice

Regulation

Why Consumer Duty points to the emotional value of advice

'The emotional value of advice may be imperative and transformational'

clock 21 September 2022 • 5 min read
FCA to impose £50m fine on Link Fund Solutions over Woodford failings

Regulation

FCA to impose £50m fine on Link Fund Solutions over Woodford failings

In addition to £306m redress linked to the collapse of Neil Woodford's venture

clock 21 September 2022 • 2 min read
Abrdn introduces support for advisers in preparation for Consumer Duty

Regulation

Abrdn introduces support for advisers in preparation for Consumer Duty

Free resources to cover key outcomes of the regulation

clock 20 September 2022 • 2 min read
FCA labelled 'shame of UK financial regulation' by ex-employee

Regulation

FCA labelled 'shame of UK financial regulation' by ex-employee

Taskforce suggests reforms to the FSM bill to mitigate further failures

clock 16 September 2022 • 8 min read
Ex-Woodford director's firm no longer holds FCA approval

Investment

Ex-Woodford director's firm no longer holds FCA approval

Private equity investment platform Curated Capital removed from register

clock 15 September 2022 • 1 min read
Woodford redress: 'What has the FCA been doing for three years?'

Regulation

Woodford redress: 'What has the FCA been doing for three years?'

£306m ‘nowhere near enough’

clock 14 September 2022 • 3 min read
Link will challenge £306m Woodford redress bill

Investment

Link will challenge £306m Woodford redress bill

Link 'does not agree with the FCA’s view’ on consumer redress estimate

clock 13 September 2022 • 1 min read
FCA 'likely' to seek £306m redress from Link Fund Solutions over Woodford mismanagement

Regulation

FCA 'likely' to seek £306m redress from Link Fund Solutions over Woodford mismanagement

‘Failings in managing liquidity’

clock 13 September 2022 • 1 min read
British Steel adviser firm Better Retirement Group under investigation by FSCS

Regulation

British Steel adviser firm Better Retirement Group under investigation by FSCS

FOS upheld 17 complaints

clock 08 September 2022 • 2 min read
909192
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=fca