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FCA

Regulation

FSA 'frustrated' at slow pace of regulatory change

The Financial Services Authority (FSA) has expressed its frustration at the slow pace at which changes to the regulatory structure are taking place.

clock 14 June 2012 •

Regulation

FSCP: Publish warning notices without consulting firms

The Financial Services Consumer Panel (FSCP) has told peers they should amend legislation to make it possible to publish warning notices against firms and individuals without consulting them.

clock 11 June 2012 •

Your profession

This week's Movers & Shakers

The latest appointments in financial services...

clock 11 June 2012 •

Regulation

KPMG boss Griffith-Jones to chair FCA

The government has appointed John Griffith-Jones, the chairman of KPMG, as the non-executive chair designate of the Financial Conduct Authority (FCA).

clock 11 June 2012 •

Regulation

MPs demand pre-appointment scrutiny of FCA boss

MPs on the Treasury Select Committee (TSC) have once again called for upcoming legislation to give them the power to hold pre-appointment hearings for the chief executive of the Financial Conduct Authority (FCA).

clock 08 June 2012 •

uncategorised

Equity Release Council aims to build consumer confidence

Chris Pond, chair of the standards board at the Equity Release Council says it is essential for the revamped trade body to build consumer confidence through its wider remit.

clock 01 June 2012 •

Regulation

FSA removes 600 ads in two years

The Financial Services Authority (FSA) has refused to name the companies behind more than 300 adverts it removed last year.

clock 28 May 2012 •

Regulation

FSCP: 'Name and shame' firms after FSA mystery shopping

The Financial Services Consumer Panel (FSCP) has called for new regulator to be able to publish the results of mystery shopping exercises, among other recommendations for increased transparency.

clock 11 May 2012 •

Investment

This week's news... condensed

CONDENSED NEWS

clock 11 May 2012 •

Regulation

FCA sets out plans for product intervention powers

The regulator has set out the circumstances under which the new Financial Conduct Authority (FCA) will exercise its temporary product intervention powers.

clock 09 May 2012 •
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