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FCA

Regulation

FCA to scale down 'dedicated superviser' roles

Some businesses will not be allocated a dedicated superviser from next year as the regulator - the Financial Conduct Authority (FCA) - looks to adopt a "proactive" rather than "reactive" approach.

clock 25 September 2012 •

Regulation

FSA leaves door open to long-stop reintroduction

The Financial Services Authority (FSA) has again pledged to leave the door open to the possibility of reintroducing a 15-year long-stop on client complaints, though it continues to doubt the benefit of doing so.

clock 20 September 2012 •

Regulation

AIFA floats 'customer agreed liability' long-stop solution

The Association of Independent Financial Advisers (AIFA) has proposed the idea of ‘customer agreed liability' as a way of tackling the absence of a 15-year long stop on complaints.

clock 19 September 2012 •

Regulation

FCA wants most successful firms to be those best at TCF

The Financial Conduct Authority (FCA), one of the regulators due to replace the Financial Services Authority (FSA) next year, aims to develop a financial services market where the most successful firms are those that respond best to the needs of their...

clock 18 September 2012 •

Regulation

FSA is doing a good job (says 7% of public)

Few consumers think the Financial Services Authority (FSA) is doing a good job, research from the Association of British Insurers (ABI) suggests.

clock 18 September 2012 •

Your profession

ABI moots 'five a day' product priority list

The Association of British Insurers (ABI) has proposed an equivalent to the fruit and vegetable ‘five a day' campaign to promote good financial habits.

clock 18 September 2012 •

Regulation

FSA successor to ban firms' use of logo

Regulated firms will not be able to use the logo of the Financial Services Authority's (FSA's) successor, under plans drawn up for next year.

clock 12 September 2012 •

RDR

Titanic's sunk: how some very old news may affect IFAs

TITANIC'S SUNK

clock 05 September 2012 •

Economics / Markets

FCA boss Griffith-Jones pledges to enforce change

The head of the new City watchdog John Griffiths-Jones has pledged to enforce change through the Financial Conduct Authority (FCA).

clock 03 September 2012 •

Regulation

AIFA says govt likely to pass long-stop issue to regulator

The Association of Independent Financial Advisers (AIFA) has admitted any proposal in Parliament to reintroduce a 15-year complaints long-stop for financial advisers is unlikely to make it on to the statute books.

clock 31 August 2012 •
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