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FCA

Regulation

FCA charges eight in relation to land banking

The Financial Conduct Authority (FCA) has charged eight men with conspiracy to defraud following investigations into land banking activity.

clock 17 April 2013 •

Your profession

How to protect yourself from unauthorised firms

Here are ten top tips to avoid falling prey to fraudulent and unauthorised financial services companies...

clock 17 April 2013 •

Regulation

Barclays: releasing £39m bonus details on Budget day was 'a mistake'

The boss of retail banking at Barclays has admitted that 2012 was a "very difficult year" for the bank, and said the decision to release details of staff's £38.5m bonus details on Budget day was a "mistake" but claimed it was not an attempt to bury the...

clock 16 April 2013 •

Regulation

Inducements probe casts shadow over IFA M&A deals

A regulatory crackdown on inducements has raised questions about the viability of the most common way in which IFA practices are bought and sold, according to consultants Harrison Spence Partnership.

clock 16 April 2013 •

Regulation

Barclays named and shamed at top of FCA complaints list

Barclays bank has been named as the Financial Conduct Authority's (FCA's) most complained about firm for the second half of last year.

clock 15 April 2013 •

Investment

HBOS financier faces losing his remaining job with FCA preparing to scrutinise it

Sir James Crosby, the disgraced former chief executive of HBOS, could lose his last remaining job when it comes under the scrutiny of the Financial Conduct Authority (FCA) next year.

clock 15 April 2013 •

Regulation

Regulator approves 99.9% of workers since financial crisis

The Financial Services Authority (FSA) blocked just 30 out of a possible 227,000 applications from individuals to join the financial sector in the six years since the banking crisis erupted, a rejection rate of just 0.01%.

clock 12 April 2013 •

Regulation

FCA alerts on four more unauthorised firms

The Financial Conduct Authority (FCA) has published warnings to consumers about four trading companies that are not authorised to carry out regulated activities.

clock 11 April 2013 •

Regulation

What the FCA's Twitter policy means for you

TWITTER

clock 11 April 2013 •

Regulation

FCA: financial services may well be 'sexy' in new era

There is no reason why financial services shouldn't be ‘sexy' in a post-Retail Distribution Review (RDR) world, according to Rory Percival technical specialist at the Financial Conduct Authority (FCA).

clock 10 April 2013 •
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