FCA

Advice from retail investment advisers on shares, derivatives and other investment products that are not classed as retail should be included in the regular complaints reports the Financial Conduct Authority (FCA) receives from firms, the FCA has said....

Advisers will be able to receive payments from discretionary fund managers (DFMs) that they referred business to pre-Retail Distribution Review (RDR) but will be banned from receiving such payments for new business, the Financial Conduct Authority (FCA)...

The majority of advisers are preparing to carry out extra platform due diligence following the publication of the Financial Conduct Authority's (FCA) platform paper.

The Financial Conduct Authority (FCA) is set to examine wealth managers' and private banks' business models as it establishes a new division to scrutinise the sector.

FEES

DIZZY HEIGHTS

How platforms retain interest payments gained from client bank accounts has come under fire, yet many SIPP providers do the same practice. Fiona Murphy asks how this affects the SIPP market.

Retirement Planner editor Helen Morrissey talks to Carey Pensions CEO Christine Hallett about the challenges faced by the SIPP market

The Financial Conduct Authority (FCA) has said it will step up its game in tackling financial crime and make increasing use of its newly gained enforcement powers.

A year after regulators ruled that banks were guilty of widespread mis-selling of £2 bn of interest rate ‘swaps', thousands of the small and medium-sized businesses affected are still waiting to receive compensation.