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FCA

Regulation

FCA pledges better communication with small firms

The Financial Conduct Authority (FCA) has accepted it needs to invest in better communication with small firms, following recommendations by its board in January.

clock 14 March 2014 •

Regulation

FCA bans and fines mortgage broker over false info

The Financial Conduct Authority (FCA) has fined and banned a mortgage broker for failing to prevent false client information being submitted to lenders.

clock 13 March 2014 •

Regulation

Independent vs restricted advice: What the public really thinks

What the public really thinks of advice labels

clock 13 March 2014 •

Pensions

Dymott's Digest: We need to reinvent how we approach retirement

Retirement's reputation has hit rock bottom. The industry can and must do better.

clock 13 March 2014 •

Regulation

Arrest in FCA and police boiler room probe

A 21-year-old has been arrested and interviewed as part of a Financial Conduct Authority (FCA) investigation into boiler room fraud.

clock 13 March 2014 •

Regulation

Clone firm scammers target BlackRock

Cold-calling fraudsters are contacting investors claiming they represent global fund management group BlackRock by using the name of a real-life portfolio manager to legitimise their scam.

clock 13 March 2014 •

Estate planning

ABI to recommend access to 'advice' for all retirees

Ensuring all pension savers have "a conversation" with their IFA or a provider about their retirement options is among a number of promises the Association of British Insurers (ABI) will present to the Financial Conduct Authority (FCA) on behalf of the...

clock 10 March 2014 •

Mortgages

FPC's stress test powers to be added to mortgage rules

The Financial Policy Committee's power to influence the interest rate stress test in an applicant's affordability assessment will be added to the mortgage rules following a consultation.

clock 07 March 2014 •

Regulation

Catalyst FSCS compensation imminent

The Financial Services Compensation Scheme (FSCS) will start inviting claims against Catalyst Investment group from investors in the ARM Asset Backed Securities life settlements fund by the end of March.

clock 07 March 2014 •

Regulation

FCA proposes changes to RMAR reporting

Regulated firms may only need to complete Section K of their Retail Mediation Activities Return (RMAR) once annually rather than the current twice-per-year under data changes proposed by the Financial Conduct Authority (FCA).

clock 07 March 2014 •
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