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FCA

Regulation

Closed life probe: Why the RDR journey can't end here

Ed Dymott explains how the FCA's probe of the closed life market could help get the RDR back on track...

clock 28 March 2014 •

Regulation

Advisers' FSCS levy to include £30m Catalyst claims

Investment advisers' share of the Financial Services Compensation Scheme's (FSCS) next annual levy, which is due to be announced next month, will include an extra £30m after it began processing investor claims against ARM bonds distributor Catalyst Investment...

clock 28 March 2014 •

Economics / Markets

Resolution and peers plunge as FCA plans zombie fund probe

Shares in Resolution and peers tumbled today following reports the Financial Conduct Authority (FCA) is to probe 30 million legacy insurance policies.

clock 28 March 2014 •

RDR

FCA costs must fall before cheaper advice models can emerge, says APFA

Advisers will find it difficult to develop much-needed cheaper advice models until the Financial Conduct Authority (FCA) lowers its costs, the Association of Professional Financial Advisers (APFA) has said.

clock 28 March 2014 •

Regulation

FCA to investigate 30 million financial policies

The Financial Conduct Authority (FCA) is to investigate about 30 million insurance company policies over concerns that customers are subject to "unfair" conditions.

clock 28 March 2014 •

Regulation

FCA appoints M&C Saatchi to lead behaviour change work

The Financial Conduct Authority (FCA) has appointed Saatchi brothers' M&C Saatchi and its affiliate Saatchi Masius to lead its behaviour change communication work over the next four years.

clock 27 March 2014 •

RDR

Clarity at last: What 'independent advice' really means

Enough is enough: What ‘independence’ really means

clock 27 March 2014 •

Income

Will annuities go the way of the dinosaur?

Will annuities go the way of the dinosaur?

clock 27 March 2014 •

Regulation

APFA seeks adviser help for 'cost of regulation' index

The Association of Professional Financial Advisers (APFA) is calling on members and other advisers to detail how much they spend on regulation and compliance so the regulator "can be held to account".

clock 26 March 2014 •

Regulation

The story behind a £12m fine: Ten flaws in Santander's investment advice

The Financial Conduct Authority (FCA) has fined Santander £12.4m for failings in relation to investment advice. How did the bank go so disastrously wrong? Carmen Reichman looks at the road to ruin.

clock 26 March 2014 • 7 min read
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