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FCA

Regulation

Access to advice probe begins with look at robo-advice

The Financial Advice Market Review will examine how access to advice can be improved

clock 12 October 2015 •

Regulation

Due diligence questions the FCA wants answered

FCA sent questionnaires to advisers

clock 09 October 2015 • 1 min read

Regulation

FCA under fire for lack of mandatory PII policy wording

DB transfers are PII 'hot potato'

clock 07 October 2015 •

Regulation

FCA ramps up rules backing whistleblowers

New protections

clock 06 October 2015 •

Income

Front and centre: FCA annuity probe highlights value of advice

Annuity mis-selling investigation highlights value of advice

clock 02 October 2015 •

Regulation

FCA to set PPI deadline after detecting 'false claims'

The Financial Conduct Authority (FCA) is to consult on introducing a deadline for bringing complaints about payment protection insurance (PPI) after its research showed a 'significant number' of claims brought did not include a PPI sale.

clock 02 October 2015 •

Investment

The strange case of 9% 'guaranteed' returns, Thai QROPS and who is in image #56518846?

What happens when you follow the investment rabbit down the internet hole?

clock 01 October 2015 •

Technology

PFS CEO Keith Richards: Time to focus on quantity not just quality

Robo-advice should be embraced by advisers as a complementary tool to help them - and not a threat - according to chief executive of the Personal Finance Society Keith Richards.

clock 01 October 2015 •

Regulation

FCA crackdown exposes SIPP industry's 'dirty little secret'

Self-invested personal pensions (SIPP) have failed to properly disclose retained interest charges linked to cash accounts and now face stricter regulatory rules.

clock 01 October 2015 •

Technology

Fintech expert calls for urgent reform of '20th century FOS'

The Financial Ombudsman Service needs to be reformed if robo-advice is to stand a chance of flourishing in the UK, a technology expert has told the regulator.

clock 01 October 2015 •
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