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FCA

Retirement

Warning providers' maximum pension projection rates too high

The Financial Conduct Authority (FCA) has said it is concerned providers' projections of what pension savers can expect to receive in retirement if they buy certain products are too high, and it wants to standardise the process.

clock 01 October 2015 •

Regulation

'Second line of defence' exemption for £10k pension pots

Providers will not have to apply the ‘second line of defence' risk warning procedure to pension pots worth £10,000 or under, the Financial Conduct Authority (FCA) has said.

clock 01 October 2015 •

Regulation

Commission on non-advised annuity sales could be banned

Non-advised annuity sales could be subject to a commission cap or an outright ban under plans being considered by the Financial Conduct Authority (FCA).

clock 01 October 2015 •

Retirement

FCA wants pension rich excluded from sophisticated investor loophole

The Financial Conduct Authority (FCA) wants to completely exclude pension wealth from high net worth investor (HNWI) calculations in order to prevent retirees losing their nest egg in high risk sophisticated investments.

clock 01 October 2015 •

Retirement

FCA overhauls at-retirement rules after major pension reforms

The Financial Conduct Authority (FCA) has revamped its at-retirement rules as a result of pensions freedom and choice reforms which opened up the retirement income market.

clock 01 October 2015 •

Regulation

Five lessons on robo-advice from day one of the FCA's forum

Lessons on robo-advice

clock 01 October 2015 •

Regulation

FSCS levy 'carping': Advisers must work together to tackle toxic firms

Advisers must work together to tackle toxic firms

clock 30 September 2015 •

Investment

Regulator fines IFA £20k for Keydata advice

The Financial Conduct Authority (FCA) has fined independent advice firm John Joseph Financial Services (JJFS) £20,000 for failings relating to the sale of Keydata products.

clock 30 September 2015 •

Retirement

Prudential tops swollen FCA pension complaints list

Prudential has topped the Financial Conduct Authority's (FCA) list of the most complained about pension firms, as the number of grievances raised about retirement products jumps 20%.

clock 30 September 2015 •

Investment

FCA advice review squeezes MiFID II timetable

The Financial Conduct Authority (FCA) is likely to delay its consultation on incoming MiFID II conduct rules for advisers, as it wants to determine the impact of its own advice review first, its markets policy manager has said.

clock 29 September 2015 •
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