FCA

Regulation

FCA unveils Statements of Responsibilites guidance ahead of SM&CR

Rules into effect December 2019

clock 11 October 2018 • 3 min read

Regulation

CISI urges FCA to make directory show professional qualifications

Backed by 200,000 financial professionals

clock 10 October 2018 • 2 min read

Regulation

FCA proposes new post-Brexit UK retail fund regime

Equivalent to existing UK UCITS schemes

clock 10 October 2018 • 3 min read

Regulation

FCA reveals plans for EEA firms in preparation for no-deal Brexit

To ensure ‘smooth transition’

clock 10 October 2018 • 3 min read

Regulation

Warning 'flawed' PRIIPs extension would hit credibility of UCITS brand

Clash over regulation continues

clock 10 October 2018 • 5 min read

Wrap/platforms

'PROD': Can rules help bring down platform switching costs?

'Standardised approach simplifies and saves costs'

clock 10 October 2018 • 4 min read

Companies

Santander steps up chase for robo-advice customers with TV campaign

Offers robo-advice from £20

clock 09 October 2018 • 2 min read

People

Former FCA advice director Linda Woodall dies

Spent 16 years at the regulator

clock 09 October 2018 • 1 min read

Regulation

FCA consults on rules for open-ended funds invested in illiquid assets

Follows 2016 suspensions in property sector

clock 08 October 2018 • 2 min read

Regulation

UK regulatory penalties for individuals drop £18m in a year

To below £1m

clock 05 October 2018 • 1 min read