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FCA

Retirement

Andy Thompson: FCA's balancing act on pension transfer advice

Minding the advice gap

clock 04 October 2018 • 3 min read

Regulation

EU regulators prepare for no-deal Brexit with MiFID II back-up plans

No-deal could mean market participants losing their authorisations

clock 04 October 2018 • 3 min read

Regulation

Suitability reports needed for advice against pension transfers - FCA

Into force from 4 October

clock 04 October 2018 • 2 min read

Regulation

FCA tightens triage rules, bemoans lack of guidance understanding

Rules to come in 1 January

clock 04 October 2018 • 2 min read

Regulation

Pension transfer specialists must be Level 4-qualified by Oct 2020 - FCA

Two years 'sufficient' for study

clock 04 October 2018 • 2 min read

Regulation

FCA delays decision on DB transfer contingent charging ban

May consult on 'new interventions' next year

clock 04 October 2018 • 2 min read

Regulation

PIMFA clashes with IA over PRIIPs extension

Response to call for evidence

clock 03 October 2018 • 2 min read

Regulation

FCA chair eyes post-Brexit rule shake-up

Slams 'cycle of deregulation, crisis and regulation'

clock 02 October 2018 • 3 min read

Regulation

IA urges FCA to delay 'deeply flawed' PRIIPs extension

Retail funds to be in scope from 31 December 2019

clock 02 October 2018 • 4 min read

Regulation

FCA fines Tesco Bank £16.4m after 2016 cyber attack

'Customers should not have been exposed to the risk at all'

clock 01 October 2018 • 2 min read
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