professionaladviser_logo

FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS

pin Sign in Join
pin
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
logo
  • logo

    Search Professional Adviser

  • News
  • More

    Choose from below

    • Features
    • Opinion
    • Editor's View
    • People Moves
    • Market Movers
    • Feel Good Friday
    • Professional Adviser TV
  • Your Business
    • Recruitment
    • Platforms
    • MPS
    • Education
    • Technology
    • Paraplanning
    • Diversity
    • Succession planning
  • Your Profession
    • Pensions
    • Investment
    • Regulation
    • ESG
    • Protection
    • Estate planning
    • Tax planning
    • Retirement
  • Consumer Duty
  • Events
  • About

    Authors

    • Jen Frost
    • Jenna Brown
    • Sahar Nazir
    • Isabel Baxter

    Featured Content

    • Cost of Living
    • Partner Insight
    • InvestmentIQ
    • PA360 Watchlist

    Sister publications

    • BusinessGreen
    • COVER
    • Investment Week
    • Professional Pensions

    Incisive Media

    • Our company
    • Careers
  • Searchlogo

    Search Professional Adviser

    x
Join Sign in
 
    • My account
    • Sign out
  • You are currently accessing Professional Adviser via your Enterprise account.

    If you already have an account please use the link below to sign in.

    If you have any problems with your access or would like to request an individual access account please contact our customer service team.

    Phone: +44 (0) 1858 438800

    Email: [email protected]

    • Sign in
    • Sign in

FCA

FCA takes more time to review 'polluter pays' redress feedback

Regulation

FCA takes more time to review 'polluter pays' redress feedback

Intends to publish response later this year

clock 17 February 2025 • 3 min read
Navigating FCA supervisory visits: Insights on Consumer Duty compliance

Regulation

Navigating FCA supervisory visits: Insights on Consumer Duty compliance

Preparation is key: Lessons from Curve’s experience

clock 17 February 2025 • 4 min read
FCA's targeted support risks infringing on advice - PIMFA

Regulation

FCA's targeted support risks infringing on advice - PIMFA

Targeted support must not step on financial advice’s toes, trade body warns

clock 13 February 2025 • 5 min read
Five vulnerability questions advisers must ask themselves

Regulation

Five vulnerability questions advisers must ask themselves

'Identification. Action. Reporting – don't delay'

clock 12 February 2025 • 5 min read
MPs press FCA and FOS for answers on ombudsman CEO's 'sudden' departure

Regulation

MPs press FCA and FOS for answers on ombudsman CEO's 'sudden' departure

Treasury Committee written to chairs of FCA and FOS about Abby Thomas’ exit

clock 11 February 2025 • 2 min read
FCA withdraws nearly 20,000 misleading financial ads in 2024

Regulation

FCA withdraws nearly 20,000 misleading financial ads in 2024

Nearly double the amount in 2023

clock 07 February 2025 • 1 min read
FCA: 'We need to deliver policy quickly' to tackle advice gap

Your profession

FCA: 'We need to deliver policy quickly' to tackle advice gap

Sara Woodroffe stressed the need for swift action amid advice/guidance boundary review

clock 07 February 2025 • 2 min read
FCA 'agnostic' on advice industry consolidation benefits

Regulation

FCA 'agnostic' on advice industry consolidation benefits

Regulator unsure on consolidation outcome but will continue engagement with firms

clock 06 February 2025 • 1 min read
FCA rejects all Blackmore Bonds complaints

Companies

FCA rejects all Blackmore Bonds complaints

Regulator writes to those who complained about the way it handled the case

clock 06 February 2025 • 2 min read
Lords committee urges FCA to call off 'damaging' name and shame plans

Regulation

Lords committee urges FCA to call off 'damaging' name and shame plans

Report concluded that this is ‘not the way to regulate’

clock 06 February 2025 • 4 min read
161718
  • Contact Us
  • Marketing Solutions
  • About Incisive Media
  • Privacy Settings
  • Careers
  • Terms & Conditions
  • Policies
FOLLOW US
Incisive Media

© Incisive Business Media Limited, Published by Incisive Business Media Limited, New London House, 172 Drury Lane, London WC2B 5QR. Registered in England and Wales with company registration number 09178013. Part of Arc network, www.arc-network.com

DIGITAL PUBLISHER OF THE YEAR
right wallpaper ad
Loading.gif?page type=listing page&tag=fca