FCA

Regulation

MP Nicky Morgan calls on FCA to investigate London Capital & Finance

Four arrested in connection with case

clock 19 March 2019 • 2 min read

Regulation

Calls for FCA to take charge on SMCR harassment rules

Guidance on dealing with misconduct

clock 18 March 2019 • 3 min read

Wrap/platforms

Tom Ellis: FCA misses open goal to fall short on platform switching

Proposals fall short

clock 14 March 2019 • 3 min read

Wrap/platforms

How adviser platforms reacted to the FCA's market study - in public

Four opinions

clock 14 March 2019 • 5 min read

Wrap/platforms

FCA proposes ban on platform exit fees

Would affect five adviser platforms

clock 14 March 2019 • 2 min read

Wrap/platforms

FCA proposes 'in specie' transfers and unit class conversions to improve platform switching

Proposed changes to effect from 31 July 2020

clock 14 March 2019 • 5 min read

Platforms

Alistair Wilson: Six predictions for the platform market study

Publication expected tomorrow

clock 13 March 2019 • 4 min read

Regulation

'Baldrick levels of stupidity' as FCA leaves advisers unsearchable for a year

Directory to go live December 2020

clock 11 March 2019 • 3 min read

Regulation

FCA: 'Get rich quick' crypto investors do not understand the asset

Amid increased scrutiny of the asset class

clock 11 March 2019 • 3 min read

Regulation

Majority of advisers will be absent from FCA Register for 12 months

Between December 2019 and December 2020

clock 08 March 2019 • 2 min read